Assistant Manager-Secretarial & Compliance (2+ years of experience in Mutual Fund Industry) - Mumbai

Assistant Manager-Secretarial & ComplianceWe are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Assistant Manager-Secretarial & Compliance with 2+ years of experience in the Mutual Fund Industry.Key Responsibilities:● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;● To review and update on regularly basis Compliance Manual and other policies;● To conduct compliance awareness sessions on Insider Trading, etc;● To ensure Compliance provision of RBI Act, Foreign Direct Investment norms; AMFI Circulars & notices● To maintain and update of compliance tracker/ RBI Act and other applicable regulations;AMFI Regulations● Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.● To Interpret the various Circulars of SEBI,AMFI,RBI and other regulators and decide on course forward for implementation of the same.● Having knowledge of PMLA Regulations and Anti Money Laundering rules.● To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors;● To maintain cordial relations with the regulators;● Preparation of Board Agenda, Committee Agenda, and Minutes of the Meetings,To prepare notices, director’s report, and minutes for the Board and General meetings;● Preparation and periodic updation of Scheme Information Documents● Review of Half yearly and annual scheme reports/portfolio● Co-ordinating with various inter-departments on Regulatory Requirements● Well versed with Clearing Marketing materials under Advertisment Code 2 | Page – Confidential● Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.● Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of complianceSkills required:● Well versed with SEBI (MF) Regulations● Root cause analysis,● Multitasking● Experience of working in AMC● Effective Interpersonal CommunicationQualification & Experience:● , ACS, LLB.● Any course in Anti Money laundering will be an added advantage.● 2+ Years of Work Experience in Mutual Fund Industry/AMCInterested candidates can send resume onanita.kulkarni@

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