PMS Compliance Officer

Company DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principlesHow are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for human context2) PersonalizationEach portfolio is built from scratch — engineered to dynamically evolve with you3) ExperienceYour thoughts to our actions — a wealth experience so delightful it will help you sleep better4) SafetyUnmatched transparency and security — well beyond just compliance requirementsCompensation HighlightsTop-of-market cash compensationFree access to Stellar's employee-only investment fundHealth insuranceRole DescriptionWe are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance:Lead end-to-end compliance processes and liaising across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurementProactively anticipate regulatory changes and adapt compliance processes ahead of formal announcementsUndertake the responsibilities of our designated company secretaryCoordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governanceManage internal financial operationsPreferred BackgroundExperience: 3+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory auditsEducation: Qualifications in CS (eligible to be the designated CS)Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operationsBonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI toolsCulture CodeFulfilment in your life's best workSpecial forces unitTalent density is critical — a lean team of exceptional operators moves faster and solves unstructured problems more effectively.First principles thinkingDare to make contrarian moves backed by first principles, and decide with clear intent because each release is a hypothesis.Progress over perfectionWe learn and iterate fast because we value compounding improvement more than immaculate beginnings.Craft as characterWhat we build ends up building us, and reflects who we are, so treat excellence as a habit.Obsessed with client delightThere is no such thing as client error — only design error; so cultivate deep empathy and respect worthy of the client's trust.Kindness (helpful) over niceness (pleasant)Say what people need to hear, not what they want to hear, and actively seek feedback.Own the outcomeWe don't need heroes — we need people who don't wait for heroes; use your freedom to act in Optima's best interest and keep moving.ContactShare your resume directly with us at .

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