Position : Internal Audit Manager Experience : 6+ Years Location : Kolkata Qualification : CA/MBA-Finance Key responsibility : Internal Audit Coordination Prepared audit checklists and issued half-yearly audit circulars. Reviewed Internal Audit Reports and escalated violations for disciplinary action. Drafted meeting agendas, minutes, and action letters. Coordinated penalty debits with the accounts team and addressed member queries. 2. Data Analysis & Reporting Collected and analyzed data from other exchanges and internal teams for member evaluation. Used analytics tools to generate reports and flag high-risk or financially stressed members. 3. Limited Purpose Inspections (LPI) Scoped and monitored Limited Purpose Inspections based on risk triggers. Reviewed reports from regional offices and shared findings with SEBI when required. 4. IT Coordination Liaised with IT for system enhancement requests and UAT testing. Ensured accurate release of updates in the live environment. Coordinated BCP activities across regional offices. 5. Regulatory & Process Management Drove process improvements and submitted updates to the Business Excellence team. Responded to SEBI/member compliance queries and maintained regulatory records. Managed investor awareness campaigns (email/SMS) using UCC data. Please share your updated CV at:
Job Title
Internal Auditor